Trade Compliance Associate Job at Beacon Hill, Boston, MA

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  • Beacon Hill
  • Boston, MA

Job Description

Job Title: Trade Compliance Associate

Location: Boston, MA Hybrid (Office 3 days per week)

Industry: Asset Management

Experience Level: 3+ years of relevant experience

Job Description:
Our client, a leading asset management firm, is seeking a highly motivated and detail-oriented Trade Compliance Associate to join their established team. This position offers an exciting opportunity for an individual with a strong background in trade compliance, looking to contribute their expertise in a dynamic and growing environment. With room for career development and advancement, this role presents a chance to be a part of a supportive team while furthering your professional growth.

Key Responsibilities:

  • Ensure adherence to trade compliance policies and regulations across equity and fixed income portfolios.
  • Monitor and maintain trade execution processes, ensuring compliance with both internal and external standards.
  • Assist in implementing and reviewing regulatory requirements related to trade execution and investment activities.
  • Work closely with traders, portfolio managers, and other internal stakeholders to resolve compliance issues.
  • Prepare reports on trade compliance activities and findings.
  • Support audits and internal reviews related to trade compliance.
  • Keep up-to-date with regulatory changes and assess their impact on trading operations.

Desired Skills & Qualifications:

  • 3+ years of experience in trade compliance or related fields within asset management or financial services.
  • Experience with trade compliance tools such as CRD (Charles River Development) and/or Aladdin is a plus, but not required.
  • Strong understanding of regulatory requirements governing asset management and trading activities.
  • Excellent attention to detail and strong analytical skills.
  • Ability to work collaboratively in a team-oriented environment.
  • Strong communication skills and the ability to effectively manage relationships across departments.
  • Ability to adapt to a fast-paced, dynamic work environment.

What Our Client Offers:

  • A hybrid work arrangement (3 days in the office per week).
  • A competitive salary based on experience.
  • Top-tier benefits including health, dental, vision, and retirement plans.
  • Room for career advancement and development within an established and reputable team.

Interested in learning more? We encourage you to apply confidentially. Join an established team that values professional development and work-life balance.

Beacon Hill is an Equal Opportunity Employer that values the strength diversity brings to the workplace. Individuals with Disabilities and Protected Veterans are encouraged to apply.

California residents: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.

If you would like to complete our voluntary self-identification form, please click here or copy and paste the following link into an open window in your browser:

Completion of this form is voluntary and will not affect your opportunity for employment, or the terms or conditions of your employment. This form will be used for reporting purposes only and will be kept separate from all other records.


Company Profile:

Founded by industry leaders to set a new standard in search, career placement and flexible staffing, we deliver coordinated staffing solutions with unparalleled service, a commitment to project completion and success and a passion for innovation, creativity and continuous improvement.

Our niche brands offer a complete suite of staffing services to emerging growth companies and the Fortune 500 across market sectors, career specialties/disciplines and industries. Over time, office locations, specialty practice areas and service offerings will be added to address ever changing constituent needs.

Learn more about Beacon Hill and our specialty divisions, Beacon Hill Associates, Beacon Hill Financial, Beacon Hill HR, Beacon Hill Legal, Beacon Hill Life Sciences and Beacon Hill Technologies by visiting .

Benefits Information:

Beacon Hill offers a robust benefit package including, but not limited to, medical, dental, vision, and federal and state leave programs as required by applicable agency regulations to those that meet eligibility. Upon successfully being hired, details will be provided related to our benefit offerings.

We look forward to working with you.

Beacon Hill. Employing the Future™

Job Tags

Flexible hours, 3 days per week,

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